Licensing Information
Licensing Information
Regulatory Disclosures
Investment Advisory services are offered through qualified Investment Adviser Representatives (IARs) of Aligne Wealth Advisors Investment Management (AWAIM®), an SEC Registered Investment Adviser (RIA). For more information, including our firm's ADV Part 2A, CRS, and 2B, please visit: https://adviserinfo.sec.gov/firm/summary/321735
Securities Products are only made available through Registered Representatives (RRs) of LPL Financial, and only where certain RRs are licensed to sell in the specified jurisdictions, which include: California, Florida, Hawaii, Missouri, Montana, North Carolina, New Jersey, Nevada, New York, Texas, and Washington. Office of Supervisory Jurisdiction: 1801 Century Park E, Suite 1440, Los Angeles, CA 90067, Phone: (310) 795-0622.
Insurance Products are only made available through individual licensed persons which include the following jurisdictions: California, Florida, North Carolina, Washington, Oregon, Maine, Hawaii, Connecticut, Georgia, Massachusetts, New Jersey, Nevada, Texas, Utah. CA Insurance Lic.# 0E72008
We take protecting your data and privacy very seriously. Please read how in our privacy notice:AWAIM Privacy Notice 06/2022